-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SY7XCVprxkbmHFwwGFUUWZxbQ1hrXmeTaRPMovlvAtijStoLEHB4OS23NJjZTWFS 2ZhddPhrDkYRhxkICWw6JQ== 0000846788-08-000009.txt : 20080124 0000846788-08-000009.hdr.sgml : 20080124 20080123174241 ACCESSION NUMBER: 0000846788-08-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080124 DATE AS OF CHANGE: 20080123 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITHWAY MOTOR XPRESS CORP CENTRAL INDEX KEY: 0000941914 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 421433844 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46555 FILM NUMBER: 08545539 BUSINESS ADDRESS: STREET 1: 2031 QUAIL AVENUE CITY: FORT DODGE STATE: IA ZIP: 50501 BUSINESS PHONE: 5155767418 MAIL ADDRESS: STREET 1: 2031 QUAIL AVENUE CITY: FORT DODGE STATE: IA ZIP: 50501 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MESIROW FINANCIAL INVESTMENT MANAGEMENT CENTRAL INDEX KEY: 0000846788 IRS NUMBER: 363429599 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 350 NORTH CLARK ST CITY: CHICAGO STATE: IL ZIP: 60610 BUSINESS PHONE: 3125956639 MAIL ADDRESS: STREET 1: 350 NORTH CLARK ST CITY: CHICAGO STATE: IL ZIP: 60610 FORMER COMPANY: FORMER CONFORMED NAME: MESIROW ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950210 SC 13G/A 1 smxc123107.txt SC 13G AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO.1) SMITHWAY MOTOR XPRESS CORP (Name of Issuer) Common Stock (Title of Class of Securities) 832653109 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X]Rule 13d-1(b) [ ]Rule 13d-1(c) [ ]Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 832653109 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Mesirow Financial Investment Management IRS Identification No. 36-3429599 2. Check the Appropriate Box if a Member of a Group. N/A? (a)? (b) ? 3. SEC Use Only 4. Citizenship or Place of Organization Illinois Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power 0 6. Shared Voting Power 0 7. Sole Dispositive Power 0 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares N/A 11. Percent of Class Represented by Amount in Row (9) 0% 12. Type of Reporting Person (See Instructions) IA CUSIP No. 832653109 Item 1. (a) Name of Issuer: See Cover (b) Address of Issuer's Principal Executive Offices: 2031 QUAIL AVENUE FORT DODGE, IA 50501 Item 2. (a)Name of Person Filing See item 1 on page 1 (b)Address of Principal Business Office or, if none, Residence: 350 N. Clark Street Chicago, IL 60610 (c)Citizenship: See item 4 on page 1 (d)Title of Class of Securities: See cover page (e)CUSIP Number: See cover page? Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a)[ ]Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b)[ }Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ]Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)[ ]Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e)[X]An investment adviser in accordance with 240.13d-1(b)(1)(ii) (E); (f)[ ]An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g)[ ]A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h)[ ]A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);? (i)[ ]A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);? (j)[ ]Group, in accordance with 240.13d-1(b)(1)(ii)(J). ? Item 4. Ownership (a) Amount beneficially owned: See item 9 on page 1. (b) Percent of class: See item 11 on page 1. (c) Number of shares as to which such person has voting and dispositive powers (sole and shared): See items 5-8 on page 1. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. ? Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A ? Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. N/A ? Item 8. Identification and Classification of Members of the Group. N/A ? Item 9. Notice of Dissolution of Group. N/A ? Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 23, 2008 Mesirow Financial Investment Management By: /s/ Dan Leonard Title: Vice President -----END PRIVACY-ENHANCED MESSAGE-----